Business, 03.01.2021 01:00, zitterkoph

Esther Watson has recently been hired by Robinson, Ibbotson, Carlson and Hanson (RICH), an investment adviser registered with the SEC. RICH has offices in 17 states and Esther works in the branch located in State A. If no exemption is available, Esther will have to register as an IAR with A) the Administrators of each of the 17 states. B) the FINRA. C) the SEC because RICH operates in more than 15 states. D) the Administrator of State A.

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Esther Watson has recently been hired by Robinson, Ibbotson, Carlson and Hanson (RICH), an investmen...