Business, 08.10.2020 01:01, natalieperalta88
An agent of a broker-dealer is solicited by the general partner of an oil and gas income program being offered as a private placement only to accredited investors. The general partner explains that for each customer that the agent brings to the general partner, he will pay a finder's fee of 10% of the amount invested. The agent gets 20 copies of a full-color brochure from the general partner and distributes them to his largest customers for their consideration. Based on this information, you should be LEAST concerned about:
Answers: 3
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An agent of a broker-dealer is solicited by the general partner of an oil and gas income program bei...
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