Business, 04.09.2020 20:01, xelynncaldera
According to the Investment Advisers Act of 1940, investment advisers must include a current audited balance sheet with Part II of Form ADV if they:
a. Have custody of client funds or securities
b. Require prepayment of over $500 in advisory fees more than six months in advance
c. Both A and B are correct
d. Neither A nor B is correct
Answers: 2
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