Business
Business, 16.03.2020 22:47, bernie24

A broker-dealer is looking to expand its business. In an attempt to lure the business of a prominent local investment adviser representative (IAR), it offers the IAR several of its services allowing them to be paid for by soft dollars. Which of the following would be an inappropriate soft dollar arrangement?

[A] The offer of market quotes performed in real time
[B] The offer of the use of asset allocation software that has been customized for the application
[C] The offer of subscriptions to the broker-dealer's research reports
[D] The offer of paying the salary for the services of an analyst from the research department.

answer
Answers: 2

Other questions on the subject: Business

image
Business, 21.06.2019 20:30, ROBIOX3551
Which of the following is an example of formal management controls? answers: a firm's culturethe willingness of employees to monitor each otherbudgeting and reporting activitiesmanagerial motivation
Answers: 3
image
Business, 22.06.2019 16:20, tristan4233
Carlos hears juan and rita’s complaints about the new employees with whom they have to work with, as well as their threats to quit the company. if carlos were to reassign juan and rita to new, unique roles and separate them from the ronny and bill, it would signal that carlos has moved into the stage of managing resistance.
Answers: 3
image
Business, 22.06.2019 17:00, ruchierosanp1n3qw
You hold a diversified $100,000 portfolio consisting of 20 stocks with $5,000 invested in each. the portfolio's beta is 1.12. you plan to sell a stock with b = 0.90 and use the proceeds to buy a new stock with b = 1.50. what will the portfolio's new beta be? do not round your intermediate calculations.
Answers: 2
image
Business, 22.06.2019 19:50, annabanana1298
Juan's investment portfolio was valued at $125,640 at the beginning of the year. during the year, juan received $603 in interest income and $298 in dividend income. juan also sold shares of stock and realized $1,459 in capital gains. juan's portfolio is valued at $142,608 at the end of the year. all income and realized gains were reinvested. no funds were contributed or withdrawn during the year. what is the amount of income juan must declare this year for income tax purposes?
Answers: 1
Do you know the correct answer?
A broker-dealer is looking to expand its business. In an attempt to lure the business of a prominent...

Questions in other subjects:

Konu
History, 01.02.2021 22:10
Konu
Engineering, 01.02.2021 22:10