Business
Business, 17.02.2020 21:17, aubford9442

Recommendations by a registered representative to a customer about options strategies may still be suitable if the: A customer has not received the Options Disclosure Document B opening of the account has not been approved by the Registered Options Principal C representative is unsure about the client's ability to assume the risk associated with a specific options strategy D customer has not signed the Options Agreement

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Recommendations by a registered representative to a customer about options strategies may still be s...

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