Business, 08.01.2020 06:31, felicityhanson1252

Aregistered investment adviser often recommends real estate limited partnership investments to her wealthy clients. the ria's personal financial statement and income are consistent with those of her wealthy clients, yet she never buys limited partnership units for her personal account. which statement is true? a her actions are proper, because investment advisers cannot take the same investment positions as their clients b her actions are inconsistent with the advice being given to her clients and this must be disclosed c the adviser's securities transactions for her own account is personal information that is not disclosed d the adviser has no fiduciary obligation to her clients because they are all wealthy and can "look out for themselves"

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Aregistered investment adviser often recommends real estate limited partnership investments to her w...