Business, 08.01.2020 04:31, Jasonn7787
Bob smith wants to become an investment advisor and set up and advisory firm. according to the investment advisors act of 1940, bob would have to file his application for registration with
[a] the north american securities administrators association (nasaa)
[b] the u. s. securities and exchange commission (sec)
[c] the national association of securities dealers (nasd)
[d] the national futures association (nfa)
Answers: 3
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