Business
Business, 03.01.2020 21:31, whiplash40

Acustomer opens an account at a brokerage firm to purchase securities in an offering. the customer must receive the disclosure document/prospectus:
a. no later than the confirmation of the sale
b. no later than the settlement of the transaction
c. within 7 days of the transaction
d. within 90 days of the transaction

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Answers: 3

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