Business
Business, 29.10.2019 22:31, addiestreets

In processing orders, an operations professional sees that a customer purchased $24,999 in mutual fund shares today. the operations professional discovers that a reduced sales charge would have been available to the customer had the customer purchased just one additional share of the fund. in a scenario such as this, the rr handling the account may have committed which of the following violations?
fraud
breakpoint sale
wash sale
trading ahead

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Answers: 2

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