Business
Business, 26.09.2019 21:10, bbahena46

Aregistered investment adviser and a broker-dealer are owned by the same parent company. the ria has received information from the b/d's research department that it is about to change it's rating of def corporation from neutral to negative. the ria sells its holding of def corporation and then has its iars call its list of clients to advise them that they may want to consider selling the security. the ria has engaged in: a. selling awayb. backing awayc. front runningd. shadowing

answer
Answers: 1

Other questions on the subject: Business

image
Business, 22.06.2019 02:30, milkshakegrande101
The cost of capital: introduction the cost of capital: introduction companies issue bonds, preferred stock, and common equity to aise capital to invest in capital budgeting projects. capital is』necessary factor of production and like any other factor, it has a cost. this cost is equal to the select the applicable security. the rates of return that investors require on bonds, preferred stocks, and common equity represent the costs of those securities to the firm. companies estimate the required returns on their securities, calculate a weighted average of the costs of their different types of capital, and use this average cost for capital budgeting purposes. required return on rate: when calculating om operations when the firm's primary financial objective is to select shareholder value. to do this, companies invest in projects that earnselect their cost of capital. so, the cost of capital is often referred to as the -select -select and accruals, which a se spontaneously we hted average cost of capital wa c our concern is with capital that must be provided by select- 쑤 interest-bearing debt preferred stock and common equity. capital budgeting projects are undertaken, are not included as part of total invested capital because they do not come directly from investors. which of the following would be included in the caculation of total invested capital? choose the response that is most correct a. notes payable b. taxes payable c retained earnings d. responses a and c would be included in the calculation of total invested capital. e. none of the above would be included in the cakulation of total invested capital.
Answers: 2
image
Business, 22.06.2019 16:40, yovann
Consider two similar industries, portal crane manufacturing (pcm) and forklift manufacturing (flm). the pcm industry has exactly three incumbents with annual sales of $800 million, $200 million and $100 million, respectively. the flm industry has also exactly three incumbents, with annual sales of $500 million, $450 million and $400 million, respectively. which industry is more likely to experience a higher level of rivalry?
Answers: 3
image
Business, 23.06.2019 10:10, hannahbear16841
Which of the following is not correct about renter's insurance? multiple choice renter's insurance is relatively inexpensive. renter's insurance covers the building and other structures on the site. typical coverage pays only the actual cash value of one's losses. the comprehensive form protects personal property against perils not specifically excluded in the policy. the broad form covers personal property against perils specified in the policy.
Answers: 3
image
Business, 23.06.2019 13:00, saltytaetae
What three important pieces of information can we learn by reading a production possibilities gragh?
Answers: 2
Do you know the correct answer?
Aregistered investment adviser and a broker-dealer are owned by the same parent company. the ria has...

Questions in other subjects:

Konu
English, 24.02.2021 23:20