Business, 12.09.2019 23:20, josmanu235

When an investment adviser representative terminates employment with a federal covered investment adviser and then registers with a different federal covered investment adviser in the state where the individual has an office: a) only the investment adviser representative must notify the administrator promptly. b) the investment adviser representative and the federal covered advisers must notify the administrator promptly. c) the investment adviser representative and the employing adviser must notify the administrator promptly. d) only the terminating investment adviser must notify the administrator.

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When an investment adviser representative terminates employment with a federal covered investment ad...