Aregistered representative works for a brokerage firm that is a dealer for a mutual fund complex. the rr has prepared a script and a slide presentation for a seminar on the funds in the complex and also intends to hand out prospectuses for the funds and a brochure that was created by her firm. in this situation, all of the following should be filed with finra, except:
a the script
b the slide presentation
c the prospectus
d the brochure

In this situation, all of the given variables should be filed with FINRA, except: The prospectus

Retail communication is a engrossed or e-communication that is dealt out or made accessible to retail investors within a 30 day period. Script, presentation, and booklet are defined as retail communication and are to be filed with FINRA . Advertisements, fund record, and prospectuses are filed with the SEC are excused from the submission requirement.

Therefore the correct option in this case  is (c).

the correct answer is:

it required the president to inform congress within forty-eight hours of any new troop commitment.

the war powers resolution (1973) is a federal law designed to limit the u.s. president’s ability to initiate or intensify military actions abroad without the approval of the congress.

it establishes that the president can send armed forces into action abroad only by declaration of war by congress, statutory authorization, or in case of a national emergency created by attack upon the united states, its territories or possessions, or its armed forces.

it requires the president to notify congress within 48 hours of sending armed forces to military action.